Audit and Assurance Committee Meeting - 19 May 2020

Date: Tuesday 19 May 2020
Time: 10:30 - 12:30
Location: Conference call

1. Welcome including conflicts of interest
2. Minutes of previous meeting and action tracker
3. Risk Management Update
   
   1. Risk Categories
   2. Strategic Risk Register
   3. Risk Theme Spreadsheet
   4. Strategic Risk Register Review
      
4. Financial Report
5. Fraud and Error Annual Report
6. Audit and Assurance Committee Annual Report
7. Internal Audit Directorate Update
8. Audit Scotland Update
   1. Audit Scotland Cover Paper
9. Any Other Business

Below The Line Papers

1. Compliance Register Update
2. Data Protection Framework
3. Gateway Review - Health Check Report

Notes:

Redactions have been made to papers in line with Freedom of Information (Scotland) Act exceptions as follows:

• Exemptions applied to the Gateway Review - Health Check Report
• Exemptions applied to the Data Protection Assurance Framework Overview
• Exemptions applied to the Register of Compliance
• Exemptions applied to the Audit Scotland Update
• Exemptions applied to the Annual Report
• Exemptions applied to the Error, Fraud and Debt Report
• Exemptions applied to the Finance Report
• Exemptions applied to the Finance Paper Cover Report
• Exemptions applied to the Risk Categories
• Exemptions applied to the Strategic Risk Register
• Exemptions applied to the Risk Theme Spreadsheet
• Exemptions applied to the Strategic Risk Register Review - Themes Presentation
• Exemptions applied to the Risk Management Update
• Exemptions applied to the Agenda
• Exemptions applied to the Minutes and Action Tracker
• Exemptions applied to the Cover Page and Internal Audit Progress Report